Reflection paper on methodological issues in confirmatory clinical trials planned with an adaptive design
Reflection paper on methodological issues in confirmatory clinical trials planned with an adaptive design
The document published by EMA outlines some general considerations for studies incorporating interim analyses. A set of minimal requirements must be fulfilled whenever confirmatory clinical trials are planned with an adaptive design. Later sections comment on specific design modifications.
Reference :
CHMP, EMA
|
2007
Regulatory Issues of Platform Trials: Learnings from EU-PEARL
Regulatory Issues of Platform Trials: Learnings from EU-PEARL
Category
Regulatory Other regulatory supporting documents
The EU-PEARL project systematically reviewed EU and US guidelines, engaged with regulatory bodies, and gathered input from stakeholders, including ethics committees and HTA bodies, to address these challenges. A master protocol template was developed alongside the identification of unresolved issues, such as clinical trial submissions, multiplicity control, non-concurrent controls, and randomisation schemes. Early dialogue with stakeholders remains essential to effectively implement platform trials and mitigate their complexities.
Reference :
Ngyan
|
2024
Report on Methodological Tools for Intervention Selection
Report on Methodological Tools for Intervention Selection
Category
Trial conduct and documents Trial operation and management
A problem unique to platform trials is deciding not just which investigational medicinal product should be added to the trial but also the correct timing and procedure to avoid a negative impact on external validity and generalisability of the conclusion(s), as well as to minimise delays in the evaluation of ongoing investigational medicinal products. The EU-PEARL framework suggests that independent experts within the Investigational Medical Product Selection Scientific Committee should decide to include a new investigational medicinal product.
Reference :
EU-PEARL D2.9
|
2023
Type
Project outcome
Discussion
Acces tool
Report on regulatory issues of IRPs
Report on regulatory issues of IRPs
Category
Regulatory Other regulatory supporting documents
An adaptive platform trial brings new challenges due to its increased operational, logistical and statistical complexity. Regulators, ethics committees and health technology assessment bodies face difficulties assessing these challenges. This report summarises these challenges and potential solutions, focusing on regulatory, ethical and HTA-related aspects.
Reference :
EU-PEARL D2.11
|
2023
Type
Project outcome
Discussion
Acces tool
Report on terminology, references, introduction and design element scenarios for platform trials and master protocols
Report on terminology, references, introduction and design element scenarios for platform trials and master protocols
Category
Introduction and design elements Complex innovative design
The project deliverable contains a selective glossary of terms for complex trials and platform trials. It also lists the current published platform trials and contains a curated and rated set of seminal publication references for platform Trials. It was developed within the EU-PEARL project.
Reference :
EU-PEARL D2.1
|
2020
Review article: The need for more efficient and patient-oriented drug development pathways in NASH—setting the scene for platform trials
Review article: The need for more efficient and patient-oriented drug development pathways in NASH—setting the scene for platform trials
Category
Introduction and design elements Consideration for particular field
Non-alcoholic steatohepatitis (NASH) constitutes a significant unmet medical need inclinical research and drug development. Platform trials might help accelerate drug development This review provides a comprehensive and nuanced assessment of the NASH clinical development landscape.
Reference :
Pericàs et al (a)
|
2023
Seamless phase I/IIa platform for the rapid evaluation of candidates for COVID-19 treatment (AGILE)
Seamless phase I/IIa platform for the rapid evaluation of candidates for COVID-19 treatment (AGILE)
Category
From recent and ongoing trials COVID
AGILE is a multicentre, multi-arm, multi-dose, multi-stage open-label, adaptive, seamless phase I/II Bayesian randomised platform trial to determine the optimal dose, activity and safety of multiple candidate agents for the treatment of COVID-19. It is sponsored by the University of Liverpool. This webpage includes essential trial document (protocol, protocol papers, ICF and lab manual), and short videos.
Reference :
AGILE 2021
|
2021
Should RECOVERY have used response adaptive randomisation? Evidence from a simulation study
Should RECOVERY have used response adaptive randomisation? Evidence from a simulation study
Category
Statistics and data management Statistical resources
This study explored using response-adaptive randomisation (RAR) in the RECOVERY trial. Simulations showed RAR would have allocated more patients to dexamethasone, reduced mortality, and maintained unbiased results. Though it sometimes lowered statistical power, it could have identified effective treatments sooner. The findings highlight ethical trade-offs between benefiting current and future patients.
Reference :
Sirkis 2022
|
2022
Type
Journal article
Original Research
Acces tool
SNAP (The Staphylococcus aureus bacteraemia Network Adaptive Platform Trial ) trial
SNAP (The Staphylococcus aureus bacteraemia Network Adaptive Platform Trial ) trial
Category
From recent and ongoing trials Other
The Staphylococcus aureus bacteraemia Network Adaptive Platform Trial is an innovative trial to evaluate a range of interventions with the aim of improving outcomes for patients with Staphylococcus aureus bacteraemia (AKA bloodstream infections). The study includes sites from throughout Australia, New Zealand, Singapore, Canada, Israel and the UK and has the potential to include sites elsewhere in the world. This website includes trial documents, such as core protocol, the domain-specific protocol and the SAP
Reference :
SNAP 2024
|
Statistical analysis plan (SAP) template
Statistical analysis plan (SAP) template
Category
Statistics and data management Guidance support
This is a template of the statistical plan for the platform trial. It is developed within EU-PEARL and based on TransCelerate Statistical Analysis Plan SAP V3.0
Reference :
EU-PEARL SAP 2023
|
2023
Statistical consideration when adding new arms to ongoing clinical trials: The potentials and the caveats
Statistical consideration when adding new arms to ongoing clinical trials: The potentials and the caveats
Category
Statistics and data management Statistical resources
The journal article reviews the impact on the statistical inference of adding arms. It also covers changing the control arm and how patient eligibility would complicate the trial design and analysis, the more generic statistical literature, and statistical considerations for different phases and funders.
Reference :
Lee et al
|
2021
STIMULATE-ICP: A pragmatic, multi-centre, cluster randomised trial of an integrated care pathway with a nested, Phase III, open label, adaptive platform randomised drug trial in individuals with Long COVID: A structured protocol
STIMULATE-ICP: A pragmatic, multi-centre, cluster randomised trial of an integrated care pathway with a nested, Phase III, open label, adaptive platform randomised drug trial in individuals with Long COVID: A structured protocol
Category
From recent and ongoing trials COVID
This is a protocol paper of STIMULATE-ICP; a pragmatic, nested, Phase III, open-label, adaptive platform randomised drug trial in individuals with Long COVID. The trial is being carried out in 6–10 LC clinics in the UK and is evaluating the effectiveness of a pathway of care for adults with LC in reducing fatigue and other physical, psychological and functional outcomes at 3 months. The recruitment was closed in 2024.
Reference :
STIMULATE-ICP 2023
|
2023
Type
Journal article
Summary of protocol
Acces tool
Systematic review of available software for multi-arm multi-stage and platform clinical trial design
Systematic review of available software for multi-arm multi-stage and platform clinical trial design
Category
Statistics and data management Statistical software/tools
This systematic research reviews existing software for the design of platform trials. It was developed within the EU-PEARL project.
Reference :
Meyer et al
|
2021
TB final master protocol for IRP. EU-PEARL work package (WP5) - Integrated research platform for tuberculosis (TB)
TB final master protocol for IRP. EU-PEARL work package (WP5) - Integrated research platform for tuberculosis (TB)
Category
Trial conduct and documents Trial conduct / specific disease
EU-PEARL developed an adaptive platform trial for tuberculosis (TB) to accelerate the development of new treatment regimens. This master protocol provides a framework for its implementation within the IRP structure.
Reference :
EU-PEARL D5.4
|
2023
Type
Project outcome
Summary of protocol
Acces tool
TB final report on Regulatory and Ethics Consultation. EU-PEARL WP5 – Integrated research platform for tuberculosis (TB)
TB final report on Regulatory and Ethics Consultation. EU-PEARL WP5 – Integrated research platform for tuberculosis (TB)
Category
Regulatory Other regulatory supporting documents
This consensus document resulted from two very productive meetings held in 2022, which brought together researchers, academics, technical partners, TB drugs and regimens developers, trialists, regulators, guideline developers, programme managers, community representatives and nongovernmental organisations.
Reference :
EU-PEARL D5.6
|
2023
Type
Project outcome
Discussion
Acces tool
TB operational plan to implement TB. EU-PEARL work package (WP5) - Integrated research platform for tuberculosis (TB)
TB operational plan to implement TB. EU-PEARL work package (WP5) - Integrated research platform for tuberculosis (TB)
Category
Trial conduct and documents Trial conduct / specific disease
Alongside the master protocol, the EU-PEARL Tuberculosis (TB) work package developed operational standards and a set of best practices for planning, conducting, and reporting on IRPs. This report addresses the best practices, among these are crucial aspects of implementing an operational plan, mainly focusing on Community Engagement in the context of a TB IRP.
Reference :
EU-PEARL D5.5
|
2023
Type
Project outcome
Discussion
Acces tool
The Adaptive designs CONSORT Extension (ACE) statement: a checklist with explanation and elaboration guideline for reporting randomised trials that use an adaptive design
The Adaptive designs CONSORT Extension (ACE) statement: a checklist with explanation and elaboration guideline for reporting randomised trials that use an adaptive design
Category
Trial conduct and documents Reporting
This CONSORT extension provides reporting guidance for any randomised trial using an adaptive design.
Reference :
ACE 2020
|
2020
Type
Checklist
Journal article
Acces tool
The adaptive platform trial - The statistical efficiencies
The adaptive platform trial - The statistical efficiencies
Category
Statistics and data management Statistical resources
The video provides statistical and methodological aspects of adaptive platform trials. It also covers case studies. It was prepared by Berry Consultants.
Reference :
Berry Consultants
|
2015
The COVID-19 Outpatient Pragmatic Platform Study (COPPS): Study design of a multi-center pragmatic platform trial
The COVID-19 Outpatient Pragmatic Platform Study (COPPS): Study design of a multi-center pragmatic platform trial
Category
From recent and ongoing trials COVID
This is a protocol paper of the COVID-19 Outpatient Pragmatic Protocol Study (COPPS), a flexible phase 2, multi-site, randomised, blinded trial based at Stanford University. It is designed to overcome these issues by simultaneously evaluating multiple COVID-19 treatments in the outpatient setting in one common platform with shared controls. The trial website is also available in Dutch but the English version of the protocol and PIC are can be found on the website: https://covidkids.nl/english-intro/
Reference :
COPPS 2021
|
2021
Type
Journal article
Summary of protocol
Acces tool
The DIAN-TU Next Generation Alzheimer's prevention trial: Adaptive design and disease progression model
The DIAN-TU Next Generation Alzheimer's prevention trial: Adaptive design and disease progression model
Category
Introduction and design elements Consideration for particular field
The concept paper presents the DIAN-TU Next Generation (NexGen) Alzheimer's prevention trial, an adaptive platform study focused on autosomal dominant Alzheimer's disease (ADAD). It aims to evaluate the efficacy of disease-modifying therapies—such as anti-amyloid and anti-tau agents- using an innovative disease progression model and a cognitive composite endpoint tailored for ADAD. The trial incorporates adaptive design elements including dose adjustment, early interim analyses, and self-administered cognitive testing to enhance efficiency. Its broader goal is to accelerate therapeutic development for both familial and sporadic Alzheimer’s by serving as a public-private research platform.
Reference :
Bateman et al
|
2017
The European clinical research response to optimise treatment of patients with COVID-19: lessons learned, future perspective, and recommendations
The European clinical research response to optimise treatment of patients with COVID-19: lessons learned, future perspective, and recommendations
Category
Trial conduct and documents Lessons learned
This review assesses the characteristics of implemented adaptive design clinical trials and provides examples of regulatory experience with such trials.
Reference :
Goosens et al
|
2022
Type
Commentary
Journal article
Acces tool
The evolution of master protocol clinical trial designs: a systematic literature review
The evolution of master protocol clinical trial designs: a systematic literature review
Category
Trial conduct and documents Template / guide for developing document
The journal review identifies existing master protocol studies and summarizes their characteristics. The review also identifies articles relevant to the design of master protocol trials, such as proposed trial designs and related methods.
Reference :
Meyer 2020
|
2020
Type
Journal article
Systematic review
Acces tool
The NCI-MATCH: A National, Collaborative Precision Oncology Trial for Diverse Tumor Histologies
The NCI-MATCH: A National, Collaborative Precision Oncology Trial for Diverse Tumor Histologies
Category
Introduction and design elements Consideration for particular field
This article presents the concept and structure of the NCI-MATCH trial, a precision oncology study that combines features of both a basket trial—matching therapies to molecular alterations regardless of tumor type—and a platform trial—allowing multiple treatment arms to be added or closed over time. It also outlines the extension of this approach to pediatric populations through the NCI-COG Pediatric MATCH trial. Both adult and pediatric arms have completed recruitment.
(https://www.cancer.gov/research/infrastructure/clinical-trials/nci-supported/nci-match. Accessed on June 30, 2025)
Reference :
NCI-MATCH
|
2021
The Precision Interventions for Severe and/or Exacerbation-Prone (PrecISE) Asthma Network: An overview of network organization, procedures, and interventions
The Precision Interventions for Severe and/or Exacerbation-Prone (PrecISE) Asthma Network: An overview of network organization, procedures, and interventions
Category
Trial conduct and documents Lessons learned
This paper describes the Precision Interventions for Severe and/or Exacerbation-Prone Asthma (PrecISE) Network. The PrecISE Network was designed to conduct phase II/proof-of-concept clinical trials of precision interventions in the population with severe asthma. Using an innovative adaptive platform trial design, the PrecISE Network simultaneously evaluates up to 6 interventions in biomarker-defined subgroups of subjects.
Reference :
Georas et al
|
2021
Type
Experience
Journal article
Acces tool
The UPMC OPTIMISE-C19 trial: a structured summary of a study protocol for an open-label, pragmatic, comparative effectiveness platform trial with response-adaptive randomisation
The UPMC OPTIMISE-C19 trial: a structured summary of a study protocol for an open-label, pragmatic, comparative effectiveness platform trial with response-adaptive randomisation
Category
From recent and ongoing trials COVID
This paper presents the protocol for OPTIMISE-C19 (Optimising Treatment and Impact of Monoclonal antibodies through Evaluation for COVID-19), an open-label, pragmatic, comparative effectiveness platform trial with response-adaptive randomisation. The primary objective is to evaluate the comparative effectiveness of COVID-19-specific monoclonal antibodies (mABs) with US FDA Emergency Use Authorization (EUA), alongside UPMC Health System efforts to increase patient access to these mABs.
Reference :
OPTIMISE 2021
|
2021
Type
Journal article
Summary of protocol
Acces tool
The VACCELERATE clinical research network
The VACCELERATE clinical research network
Category
From recent and ongoing trials COVID
VACCELERATE is a clinical research network established to coordinate and conduct COVID-19 vaccine trials. Under this consortium, three platform trials—AGED, BOOSTAVAC, and COVAC—were conducted. The consortium recruited 100,000 participants across 250 sites in 57 countries. All platform trials completed recruitment by 2025. The consortium’s website provides information on each trial, training webinars, short videos for participants, trial documents, and related publications.
Reference :
VACCERELATE 2022
|
2022
Type
Website
Trial information
Acces tool
This is a platform alteration: a trial management perspective on the operational aspects of adaptive and platform and umbrella protocols
This is a platform alteration: a trial management perspective on the operational aspects of adaptive and platform and umbrella protocols
Category
Trial conduct and documents Lessons learned
The journal article provides experiences gathered in FOCUS4 and STAMPEDE adaptive platform trials from a trial management perspective, highlighting the challenges and successes encountered in running adaptive platform trials.
Reference :
Schiavone et al
|
2019
Type
Experience
Journal article
Acces tool
Transforming the evidence landscape in mental health with platform trials
Transforming the evidence landscape in mental health with platform trials
Category
Introduction and design elements Consideration for particular field
In mental health, treatment approvals are fewer, treatment effects vary, and comparative data are limited. Platform trials, which use shared infrastructure, control groups, and master protocols, offer a more efficient and flexible way to generate evidence. This expert perspective paper discusses examples in mental health, highlighting their potential to improve speed, reduce costs, and enhance statistical power and comparability.
Reference :
Gold et al
|
2025
TRD and PRD final master protocol for IRP. EU-PEARL work package (WP4) – Integrated research platform for major depressive disorder (MDD)
TRD and PRD final master protocol for IRP. EU-PEARL work package (WP4) – Integrated research platform for major depressive disorder (MDD)
Category
Trial conduct and documents Trial conduct / specific disease
EU-PEARL developed an adaptive platform trial for treatment-resistant depression (TRD) and partially responsive depression (PRD). This platform trial allows new treatments to be added to the trial anytime they become available for testing, increases the speed by which we can provide the best treatments, and requires fewer participants overall. The present document describes the master design of this platform trial. A summary of longitudinal natural history study (LNHS) / Readiness cohort protocol for MDD platform is included in another deliverable.
Reference :
EU-PEARL D4.5
|
2023
Type
Project outcome
Summary of protocol
Acces tool
TRD/PRD final report on regulatory and ethics consultation. EU-PEARL WP4 – Integrated research platform for major depressive disorder (MDD)
TRD/PRD final report on regulatory and ethics consultation. EU-PEARL WP4 – Integrated research platform for major depressive disorder (MDD)
Category
Regulatory Other regulatory supporting documents
The report presents a draft of how EU-PEARL envision an integrated research platform for depression. This draft has been discussed formally with the European Medicines Agency (EMA), and feedback has been received from EMA experts to ensure that the trial yields speedy results on the benefit of any new drug tested and maintains the highest ethical and safety standards.
Reference :
EU-PEARL D4.7
|
2023
Type
Project outcome
Discussion
Acces tool
Trial feasibility in federated hospital networks
Trial feasibility in federated hospital networks
Category
Trial conduct and documents Trial operation and management
This article describes the prototype tools and guidance documents created to help build the hospital network as part of an integrated research platform that can conduct platform trials.
Reference :
EU-PEARL D3.7
|
2023
Type
Project outcome
Discussion
Acces tool
Unlocking the Potential: A Systematic Review of Master Protocol in Pediatrics
Unlocking the Potential: A Systematic Review of Master Protocol in Pediatrics
Category
Introduction and design elements Consideration for particular field
This review examined the use of master protocols in paediatric drug development. While their use is growing—mainly in oncology and early-phase trials since 2020—it remains limited. Platform and basket trials are more common than umbrella trials. Broader adoption is hindered by challenges like infrastructure and data interpretation.
Reference :
Li
|
2024
Type
Journal article
Systematic review
Acces tool
Uptake of the multi-arm multi-stage (MAMS) adaptive platform approach: a trial-registry review of late-phase randomised clinical trials
Uptake of the multi-arm multi-stage (MAMS) adaptive platform approach: a trial-registry review of late-phase randomised clinical trials
Category
Introduction and design elements Complex innovative design
This review examined the uptake of registered, late-phase MAMS platforms in the EU clinical trials register, etc., highlighting the potential scope of MAMS platform trials and may assist research teams considering using this approach in the late-phase randomised clinical trial setting.
Reference :
Noor et al
|
2022
Type
Journal article
Systematic review
Acces tool
WHA 75.8 resolution: Strengthening clinical trials to provide high-quality evidence on health interventions and to improve research quality and coordination
WHA 75.8 resolution: Strengthening clinical trials to provide high-quality evidence on health interventions and to improve research quality and coordination
These are the recommendations presented by WHA 75.8 for best practices and other measures to improve the global clinical trials ecosystem, taking into account existing initiatives. This may include the role of WHO, Member States and non-State actors.
Reference :
WHA
|
2022
What Are Adaptive Platform Clinical Trials and What Role May They Have in Cardiovascular Medicine?
What Are Adaptive Platform Clinical Trials and What Role May They Have in Cardiovascular Medicine?
Category
Introduction and design elements Consideration for particular field
Adaptive platform trials have had limited uptake in cardiovascular medicine due to several challenges. These include unfamiliarity with adaptive methods like Bayesian statistics and response-adaptive randomisation, which can complicate interpretation. The risk of bias from time trends and non-concurrent controls is a particular concern in long-running cardiovascular trials. Additionally, the field’s reliance on traditional fixed designs makes it slower to adopt innovative trial frameworks.
Reference :
Lawlar et al
|
2022
WHO guidance for best practices
WHO guidance for best practices
This guideline was published ON 24 Sep 2024, in response to requests by the World Health Assembly to the Director-General in resolution WHA75.8 (2022) . This guidance updates and adapts the previous work of the World Health Organization (WHO) on research capacity for the context of well-designed and well-implemented clinical trials as framed in resolution WHA75.8 (2022). It aims to enhance clinical research efficiency, minimize research waste and provide guidance on sustained clinical trials that are always functional and active for endemic conditions and can pivot in time of emergency or pandemics.
Reference :
WHO guidance 2024
|
2024
Why and how should we simulate platform trials? Learnings from EU-PEARL
Why and how should we simulate platform trials? Learnings from EU-PEARL
Category
Statistics and data management Statistical resources
Existing clinical trial simulation tools were found inadequate for modelling Platform trials with flexible designs, especially features like staggered treatment entry. This paper developed an iterative “vanilla and sprinkles” framework and created a suite of open-source R-based software specifically for simulating platform trials. These tools support key design features and enable transparent, reproducible simulations, aiding in the efficient design of platform trials.
Reference :
Meyer 2025
|
2025
Type
Journal article
Original Research
Acces tool